Firm Compliance

Manage firms and appointed representatives

Firm & AR Compliance Dashboard

Firm/AR Name	FRN	Type	Status	DD Progress

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FIRM

Firm / AR Information

Firm Name *

Trading Name

FRN *

Company Number

Status

Contact Information

Primary Contact Name

Contact Email

Contact Phone

Website

Registered Address

Permissions & Business Type

Regulatory Permissions

Business Description

Trading Address

Child Workflow Settings

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Child Workflow Name

Due Diligence Documents

Track completion status of required due diligence documents for this firm/AR.

Document	Status	File

Users with Workflow Access

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#	Name	Email	Role	Status