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Firm & AR Management
Regulated Firm
Appointed Representative
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Regulated Firm Form
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Client Identification
Auto-Generated Client ID
📋 CLIENT ID
Will be generated on save
🔒
A unique Client ID will be automatically generated when you save this form
Company Details
Firm Name
This field is recommended
Trading Name (if different)
Company Registration Number
Must be 8 characters
FCA Firm Reference Number (FRN)
Must be 6-7 digits
Registered Address
This field is recommended
Trading Address (if different)
Website URL
Phone Number
This field is recommended
Email Address
Please check email format
Regulatory Information
Permissions/Regulatory Scope
Advising on Investments
Arranging Deals in Investments
Dealing as Principal
Dealing as Agent
Managing Investments
Safeguarding and Administering
Insurance Distribution
Mortgage Advice
Consumer Credit
Select at least one permission
Authorisation Status
Active
Suspended
Ceased
Variation
Please select an authorisation status
Authorisation Date
This field is recommended
Key Contacts
Compliance Officer Name
This field is recommended
Compliance Officer Email
Please check email format
CEO/Principal Name
This field is recommended
CEO Email
Please check email format
Primary Contact Name
Primary Contact Email
Primary Contact Phone
Due Diligence Documents
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Document
Status
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Actions
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Appointed Representative Form
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Client Identification
Auto-Generated Client ID
📋 CLIENT ID
Will be generated on save
🔒
A unique Client ID will be automatically generated when you save this form
AR Details
AR Firm Name
This field is recommended
AR Trading Name (if different)
Company Registration Number
Must be 8 characters
AR Reference Number
This field is recommended
Registered Address
This field is recommended
Trading Address (if different)
Website URL
Phone Number
This field is recommended
Email Address
Please check email format
Principal Firm Information
Principal Firm Name
This field is recommended
Principal FRN
Must be 6-7 digits
Appointment Date
This field is recommended
Appointment Status
Active
Suspended
Terminated
Please select an appointment status
Regulatory Information
AR Permissions/Scope
Advising on Investments
Arranging Deals in Investments
Insurance Distribution
Mortgage Advice
Consumer Credit
Select at least one permission
Relationship Start Date
This field is recommended
Relationship End Date (if applicable)
Key Contacts
Compliance Officer Name
This field is recommended
Compliance Officer Email
Please check email format
Principal Contact Name
This field is recommended
Principal Contact Email
Please check email format
Principal Contact Phone
This field is recommended
Due Diligence Documents
0
Received
0
Required
0
Pending
0%
Complete
Document
Status
Requested
Actions
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